SEBI RIA Consultation Paper

After changing “Name of entity / person / intermediary/ Organization*”and “Advisor Name” with your name and “ARN-xxxxxx” with your ARN No.

Email this draft to:
sebiria@sebi.gov.in
Before 4th Nov. 2016 

Email SUB: Feedback on RIA’s Consultation Paper

Dear sir \ Madam

I have gone through your RIA Consultation Paper and found The objective of the consultation paper is to specify uniform standards across all the intermediaries/persons engaged in providing investment advisory services irrespective of whether such activity is incidental to their primary activity or not and to address the gaps or overlaps in legal or regulatory standards.… Read the rest

After changing “Name of entity / person / intermediary/ Organization*”and “Investors Name” with your name.

Copy and Email this draft to:
sebiria@sebi.gov.in
Before 4th Nov. 2016

Email SUB: Feedback on RIA’s Consultation Paper

Dear sir \ Madam

I have gone through your RIA Consultation Paper and found it is the best move to protect the Investor’s interest as an investor I have noticed, even though every aspect is kept in mind to protect investor, something is left which may hurts and not good from Investor’s angle which I want to highlight and hope that it will be implemented in the final draft of the paper

By referring point No.… Read the rest